How to respond to audit letters chapter 8 2 c. March 28 2018 webinar.
Activeus 153101502v 7 in house counsel.
Attorney audit response letter sample 2018. Disclosure of attorneylient communications c to auditors can waive attorney client privilege. Sample response to audit letter. The policy reflected in comment 2 is the basis for the attorney client privilege evidentiary rule.
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The information in any resource collected in this virtual library should not be construed as legal advice or legal opinion on specific facts and should not be considered representative of the views of its. Considerations for interacting with auditors. Not an acc member.
The importance of the aba statement and the need for attorney diligence in preparing response letters and communicating with auditors were magnified when on july 30 2002 president bush signed the sarbanes oxley act of 2002 h r. Free 5 audit response letter forms in pdf there are various response letters used in different types of fields but the purpose of the document is the same to give a response to an inquiry a request or a status report. Sample audit response letter.
Review affirmative action plans in response to audit letters. Wednesday march 28 2018 presenting a live 90 minute webinar with interactive q a brian e. This is a sample audit response letter.
Internal retrieval of facts needed for response letter. 1 2017 to feb. The 145 92 xerox bill was paid with disaster recovery cdbg funds based upon a sixcent unit.
An internal compensation self audit under attorney. The panel will explain best practices for providing information regarding pending or overtly threatened legal claims in audit response letters and updates without compromising the client s privileges and confidentiality. Audit response letters and disclosures.
The designated person initially circulates the inquiry letter to each attorney in the firm who has had responsibility for any client matter since the prior year s response letter was prepared or who supplied. Sample general counsel audit response letter a 2. Write here company name and address write here the name of person whom you are writing and address with rank dear write here name this is with reference to your letter for the conditional approving of my job within your organization write little detail about the job title.
28 2018 if it receives the letter in march horvitz. Sep 21 2015. The context of a financial statement audit lawyers obtain the client s consent through its request that the lawyer respond to the auditor.
2 this is the. In response to the audit report by john sean and associates of the city s disaster recovery cdbg program.